Aequitas Law Firm

 

Yi-Fen Tsai, Esq. yftsai@atslaw.com.tw PDF Download

Current Position

Associate, Aequitas Law Firm

Education

  • M.B.A. (Accounting), National Chengchi University

Experiences

  • Legal and Audit Manager, Taipei Exchange
  • Supervisor, Audit and International Taxation Departments, Deloitte
  • Lawyer, Legal Aid Foundation

Certification

  • Bar Admission – Taiwan
  • Licensed Certified Public Accountant (CPA)
  • Passed Chartered Financial Analyst (CFA) Level II
  • Licensed Certified Internal Auditor (CIA)
  • Licensed Futures Trader, Republic of China (Taiwan)
  • Licensed Senior Securities Specialist, Republic of China (Taiwan)
  • Fintech Investment Trading and Risk Management, 2018 GoPro Training Program Completion Certificate, Securities & Futures Institute
  • Information Security Management System/Lead Auditor Training Course Completion Certificate, ISO/IEC 27001:2013, British Standards Institution
  • Personal Information Management System/Lead Auditor Training Course Completion Certificate, BS 10012:2009, British Standards Institution

Professional Specialties

Advisory services in the areas of Taiwan Stock Exchange and Taipei Exchange listing, and capital market related regulations; practical financial and legal experiences regarding Company Act, Securities and Exchange Act, Mergers and Acquisitions Laws and Regulations; civil and criminal cases.

Project Experiences

  • Applying for listing & filing for an initial public offering.
  • Seasoning Public Offering (SPO) and bond issuance for listed companies.
  • Handling breach of trust, financial statement deceptions, and non-arm's length transactions…etc. among corporate director or manager of listed companies in Taiwan.
  • Corporate Governance, Corporate Social Responsibility (CSR) and Environmental, Social and Governance (ESG) consultation.
  • Design and compliance of internal control system as well as internal audit system.
  • Company disputes resolution.
  • Acquisition and merger.
  • Tax planning.
  • Legal research.
  • Contracts drafting and review.
  • Provision of legal opinions.
  • Corporate legal consultation.
  • Litigation.
  • Settlement of financial disputes.
  • Debt clearance related negotiation, rehabilitation and liquidation for consumers.